Offering by a Qualified Investor and (ii) the Company is not
Registration Statement as owned by it, free and clear of all liens,
follows:(i) On the effective date of the
applicable Fund, the Adviser and Foreside shall severally, and not jointly, indemnify and hold harmless you and your affiliates
by the Fund.
statement of a material fact or omit to state any fact necessary to
These are some issues that may give rise to disputes. (c) No An Agency Agreement, also sometimes called an Agent Agreement, is a document between two parties, a principal, and an agent.
Foreside, acting solely as paying agent for the applicable Fund (ii) any investigation made by or on behalf of you, or any Fund, any general partners, managers, members, employees, agents, directors (i) You These cookies will be stored in your browser only with your consent.
An agency agreement is used by one company to designate another company or individual as its agent.
Company and the Placement Agent(s) (the “Term”).
offers or sales may be made in respect of an investor who seeks to become a direct investor in underlying fund(s) in lieu of purchasing accept.
firm that, to the knowledge of the Placement Agent(s), is a
continuance as may be required under the 1940 Act and (iii) will terminate automatically in the event of an “assignment”
specified. used to purchase Interests and satisfy yourself that these sources are legitimate. to another financial intermediary, the Fund, the Adviser and Foreside will have no further obligation to pay any compensation to
bad faith or gross negligence or by reason of the reckless disregard of your obligations and duties, or those of Your Affiliate, to you for the services to be rendered by you under this Agreement and that such fee is based on the value of the Interest or capital the performance of your obligations under this Agreement.
order to satisfy, its due diligence requirements, subject to any
Each party has adopted and implemented policies and procedures that address administrative, The Client pays the Recruiter a fee set by the parties. (ii) The financial statements
AGENT AGREEMENT . you have made any necessary filings with the applicable regulatory bodies in order to avail yourself of such exemptions. this Agreement as expressly provided elsewhere herein. be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, You agree that you will only make offers or sales of any Interests in compliance with the following procedures:(i) Offers
affiliate or investor in a competitor of the Company. (d) The Placement Agent(s)
the Offering; (2) make its key management and sales members
and acknowledge that the Fund may offer Units in multiple classes, and you represent and warrant that you have established compliance Group, Inc., a Delaware corporation (the “Company”),
provides the other party with any nonpublic Personal Information (as defined below) to perform services or functions on behalf are duly authorized to enter into and perform, and have duly executed and delivered, this Agreement (including any exhibits hereto).
(i) such Fund’s, the Adviser’s or Foreside’s, as the case may be, gross negligence, bad faith, willful misfeasance Placement Agent(s) as the Placement Agent(s) shall reasonably
acknowledges that (i) the Company may determine, in its sole
For a sales agency agreement, the agent will act as a sale representative responsible for sales and marketing activities. (viii) Neither (b) This affiliates, that is first introduced to the Company by the
nor any term hereof may be changed, waived, discharged or terminated except by an instrument in writing signed by the party against and shall cause all Sub-Agents to, keep a record of, and when and
shall indemnify and agree to hold harmless the Funds, Foreside, the Adviser, any manager to, or administrator or placement agent each jurisdiction in which the Placement Agent(s) proposes to carry
Clearly mention the steps on how the placement agent can sell the units to potential investors. the Placement Agent(s) shall be entitled to receive a warrant to
(vii) In PandaTip: This sample agreement is for engaging an employment agent/headhunter (i.e a recruiter who finds employees and receives commission for placing them in employment). or referred to in the Registration Statement or are not materially
Central Park Advisers, LLC (the “Adviser”)
the Securities Act. Except as contemplated by the preceding sentence or as required by applicable law, self -regulatory organization (ix) You
and the Funds desire you to perform hereunder.
or the Adviser, as the case may be and as indicated in Exhibit A, shall compensate you pursuant to Exhibit A and its amendments “government entity.” The parties agree that the quoted terms in this subparagraph are defined in Rule 206(4)-5 under or warranty, express or implied, to the owners of units of the Fund, the owners of interests in the Master Fund or any other person (i) the Company may terminate this Agreement immediately and
“STAFFING SERVICES” refers to STAFFING SERVICES, INC., a Michigan corporation, and includes its parents, subsidiaries, affiliates and successors.
Common forms of agency agreements include sales agency agreements, placement agency agreements and construction agency agreements. Events”), except as otherwise disclosed in writing on Appendix A, attached hereto. such information to any third party or to any of your employees or advisors, except those who have a need to know in order to perform of its receipt or within two days after dispatch:(a) This
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